Underwriters Application

How The Qualification Process Works

1. Click here for the application and listing form to print out.
2. Fill in requested information and sign the completed agreement.
3. Send the completed forms, along with qualifying documentation per the instructions on the application.

Qualifications and Documentation

To be eligible for inclusion, submit a signed application along with one of the following types of supporting documentation dated within the last 24 months confirming the firm’s experience as Underwriters of a municipal bond:

1. An Official Statement including the firm’s name as an Underwriter;
2. A published tombstone advertisement including the firm’s name, publication name and the date it ran; or
3. A Letter of Engagement appearing on either the issuer’s letterhead or e-mailed from its web domain, stating that the firm has been hired to underwrite an upcoming municipal-bond issue.