Application for Broker/Dealer Firms
Agreement: We wish to apply for inclusion of the designated office(s) in The Bond Buyer's Municipal MarketplaceŽ & Municipal Marketplace Online. We understand that once we are qualified, our office(s) will be listed in each future edition. We will be billed according to the current fee schedule unless we request cancellation in writing. We understand the current listing fee for one main office is $435.00, which includes one listing in one edition of the directory & Municipal Marketplace Online. Each additional separate office listing is $105.00, each separate office listed within another listing is $105.00, per one edition of the directory and Municipal Marketplace Online.
Signature:_____________________________________________ Date:_____________________________
Print Name:____________________________________________ Title:_____________________________
Telephone:_________________________________________
Listing Information (Please Submit one form for each separate office to be listed) [ ] Main Office OR [ ] Branch Office Total number of offices to list:____ Full Name of Firm:________________________________________________________________ Company Address:________________________________________________________________ ________________________________________________________________________________ City:__________________________________ State:________ Zip:__________ Telephone:_____________________________ Fax:__________________________________________ General E-Mail:________________________ Website Address:_______________________________ Clear Through:________________________________________________________________________ Memberships: [ ] PSA [ ] SIA [ ] NASD [ ] ISDA Tax ID: ______________________ DTC: ___________ NSCC: ___________ MSTC: ___________ PHILADEP: ___________ Practice areas Indicate all of the municipal bond issue types that your firm has participated in the past 12 months. [ ] Education [ ] Housing [ ] Environment Facilities [ ] Industrial Development [ ] Electric Power [ ] Public Facilities [ ] General Purpose [ ] Transportation [ ] Health Care [ ] UtilitiesContact Names Provide all of the names to be listed, in order. There's no limit to
the amount of names you can list; attach a typed list if you prefer. Please provide all
details requested, including individual telephone numbers and e-mails.__________________________________ __________________________________ _____________________________ NAME TITLE DEPARTMENT _____________________________ ______________________________ ________________________ DIRECT PHONE DIRECT FAX E-MAIL __________________________________ __________________________________ _____________________________ NAME TITLE DEPARTMENT _____________________________ ______________________________ ________________________ DIRECT PHONE DIRECT FAX E-MAIL __________________________________ __________________________________ _____________________________ NAME TITLE DEPARTMENT _____________________________ ______________________________ ________________________ DIRECT PHONE DIRECT FAX E-MAIL __________________________________ __________________________________ _____________________________ NAME TITLE DEPARTMENT _____________________________ ______________________________ ________________________ DIRECT PHONE DIRECT FAX E-MAIL __________________________________ __________________________________ _____________________________ NAME TITLE DEPARTMENT _____________________________ ______________________________ ________________________ DIRECT PHONE DIRECT FAX E-MAIL __________________________________ __________________________________ _____________________________ NAME TITLE DEPARTMENT _____________________________ ______________________________ ________________________ DIRECT PHONE DIRECT FAX E-MAILIndividual responsible for updates (Update forms will be sent to this person twice a year; this name does not print in listing)
Name:_______________________________________ Title:___________________________
Address:____________________________________________________________________
City:_________________________________________ State:________ Zip:______________
Telephone:____________________________________ Fax:___________________________
E-Mail_________________________________
Individual responsible for billing (name will not print in listing): [ ] Same as above
Name:_______________________________________ Title:___________________________
Address:____________________________________________________________________
City:_________________________________________ State:________ Zip:______________
Telephone:___________________________________ Fax:___________________________
E-Mail_________________________________